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Best-Efforts Underwriting A type of underwriting where the investment firm acts as an agent.

The firm agrees to use its best efforts to sell the new issue of securities, but does not guarantee the issuing company that the securities to be issued will be sold.

Alberta Securities Commission (ASC) The provincial regulatory agency responsible for overseeing the capital market in Alberta.

All-or-None Order An order that must be filled completely or the trade will not take place.

American-Style Options Options that can be exercised any time during their lifetime. Annual Report A publication, including financial statements and a report on operations, issued by a company to its shareholders at the company's fiscal year-end.